Articles Tagged with Charles Bloom

Charles Bloom

Public records provided by the Financial Industry Regulatory Authority (FINRA) on April 23, 2018 indicate that Florida-based Chelsea Financial Services broker Charles Bloom has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bloom (CRD# 4144108).

Charles Bloom has spent 17 years in the securities industry and has been registered with Chelsea Financial Services in Royal Palm Beach, Florida since 2016. Previous registrations include International Assets Advisory in West Palm Beach, Florida (2015); IAA Financial in West Palm Beach, Florida (2014-2015); US Brokerage in Wellington, Florida (2007-2014); 1st Discount Brokerage in Delray Beach, Florida (2002-2006); 1st Discount Brokerage in Lake Worth, Florida (2002); and Acument Securities in San Francisco, California (2000-2002). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 7, 2000; Series 7 (General Securities Representative Examination), which he obtained on March 16, 2000; and Series 24 (General Securities Principal Examination), which he obtained on December 2, 2003. He is a registered broker with two US states: Florida and Nevada.

According to his BrokerCheck report, he has received two regulatory sanctions, one customer complaint and one pending customer complaint, and he resigned from a former employer in connection to alleged rule violations.

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