Articles Tagged with Charles Friedlander

Charles Friedlander Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 2, 2018 indicate that New York-based Merrill Lynch broker/adviser Charles Friedlander is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Friedlander (CRD# 1766198).

Charles Friedlander has spent 30 years in the securities industry and has been registered with Merrill Lynch in Garden City, New York since 2013. Previous registrations include Morgan Stanley in Garden City, New York (2009-2013); Citigroup Global Markets in Garden City, New York (1993-2009); and Lehman Brothers in New York, New York (1987-1993). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on August 18, 1993; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 4, 1987; Series 3 (National Commodity Futures Examination), which he obtained on December 21, 1987; and Series 7 (General Securities Representative Examination), which he obtained on November 21, 1987. He is a registered broker and investment advisers with 25 US states and territories: Alabama, Arizona, California, Connecticut, Delaware, the District of Columbia, Florida, Georgia, Maryland, Massachusetts, Michigan, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Vermont, Virginia, and Wisconsin.

According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.