Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on November 10, 2016 indicate that Arizona-based Moors & Cabot broker/adviser Charles Murphy II has been terminated from a former employer. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Murphy II (CRD# 2105028).
Charles Murphy II has spent 25 years in the securities industry and has been registered with Moors & Cabot in Phoenix, Arizona since September 2016. He was previously registered with Merrill Lynch in Roswell, New Mexico (1990-2016). He is a registered broker and investment adviser with 23 US states and territories: Arizona, California, Connecticut, Florida, Idaho, Kansas, Kentucky, Louisiana, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New Mexico, North Carolina, Oregon, South Carolina, Utah, Virginia, Washington, Wisconsin, and Wyoming. He has passed five securities exams: Series 8, or General Securities Sales Supervisor Examination (Options Module & General Module); Series 7, or General Securities Representative Examination; Series 31, or Futures Managed Funds Examination; Series 63, or Uniform Securities Agent State Law Examination; and Series 65, or Uniform Investment Adviser Law Examination.
According to his BrokerCheck report, Charles Murphy II has been terminated from one former employer.