Articles Tagged with Chi-Hong Chu

 Chi-Hong Chu

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 23, 2018 indicate that New Jersey-based American Portfolios Financial Services broker/adviser Chi-Hong Chu has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Chu (CRD# 4615119).

Chi-Hong Chu has spent 15 years in the securities industry and has been registered with American Portfolios Financial Services in East Brunswick, Mt. Laurel, Sea Girt, and Princeton, New Jersey since 2016. Previous registrations include National Planning Corporation in El Segundo, California (2008-2016); American General Securities in East Brunswick, New Jersey (2004-2008); and PFS Investments in Duluth, Georgia (2003-2004). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on October 6, 2004; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 1, 2003; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on January 3, 2003; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on September 4, 2007. He is a registered broker and investment adviser with 15 US states and territories: Arizona, California, Delaware, Florida, Georgia, Maryland, Montana, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, and Washington.

According to his BrokerCheck report, he has received one customer complaint and six customer complaints, and he resigned from a former employer in connection to alleged rule violations.