Articles Tagged with Christopher Cavallaro

Christopher CavallaroPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2019 indicate that Massachusetts-based LPL Financial broker/adviser Christopher Cavallaro has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cavallaro (CRD# 2125009).

Christopher Cavallaro has spent 28 years in the securities industry and has been registered with LPL Financial in Waltham, Massachusetts since 2016. Previous registrations include Lincoln Financial Advisors Corporation in Waltham, Massachusetts (2003-2006); The Lincoln National Life Insurance Company in Waltham, Massachusetts (2003-2006); and Veravest Investments in Worcester, Massachusetts (1991-2003). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on December 18, 1995; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 8, 1991; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on August 15, 1996; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on February 23, 1991. He is a registered broker and investment adviser with 22 US states and territories: Alaska, California, Colorado, Connecticut, Florida, Georgia, Idaho, Maine, Maryland, Massachusetts, Michigan, Minnesota, New Hampshire, New Jersey, New York, North Carolina, Rhode Island, South Carolina, South Dakota, Texas, Vermont, and Virginia.

According to his BrokerCheck report, he has received one pending customer complaint.