Articles Tagged with Christopher Norton

Christopher NortonPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 14, 2017 indicate that Florida-based Aegis Capital broker/adviser Christopher Norton has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Norton (CRD# 5386000).

Christopher Norton has spent nine years in the securities industry and has been registered with Aegis Capital in Boca Raton, Florida since 2015. Previous registrations include IAA Financial in Boca Raton, Florida (2012-2015); Obsidian Financial Group in Woodbury, New York (2011-2012); Brookestone Securities in Uniondale, New York (2011); Blackbook Capital in Northport, New York (2010-2011); Prestige Financial Center in Garden City, New York (2009-2010); John Thomas Financial in Hauppage, New York (2009); Obsidian Financial Group in Woodbury, New York (2008-2009); and Westrock Advisors in New York, New York (2007-2008). he has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 3, 2007, and Series 7 (General Securities Representative Examination), which he obtained on August 4, 2007. He is a registered broker and investment adviser with 42 US states and territories and with three self-regulatory organizations: FINRA, NYSE Arca, and the Nasdaq Stock Market.

According to his BrokerCheck report, he has received one pending customer complaint.