Articles Tagged with Churning

Leonard Kinsman Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 11, 2016 indicate that New York-based Wells Fargo broker/adviser Leonard Kinsman has received customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kinsman (CRD# 2816535).

Leonard Kinsman has spent 19 years in the securities industry and has been registered with Wells Fargo Advisors Financial Network in Staten Island, New York since 2014. Previous registrations include Merrill Lynch in Staten Island, New York; Wells Fargo Advisors in Red Bank, New Jersey; Citigroup Global Markets in Staten Island, New York; Citicorp Investment Services in Staten Island, New York; Royal Hutton Securities, which has since been expelled by FINRA, in New York, New York; Meyers Pollock Robbins, which has since been expelled by FINRA, in New York, New York; and Argent Securities in Atlanta, Georgia. He is a registered broker and investment adviser with eight US states and territories: California, Florida, Connecticut, Nevada, New Jersey, New York, Pennsylvania, and Texas. Continue Reading

Michael LavelanetPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 30, 2016 indicate that former New York-based Woodstock Financial Services broker Michael Lavelanet has been sanctioned by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lavelanet (CRD# 2832739).

Michael Lavelanet has spent 18 years in the securities industry and was most recently registered with Woodstock Financial Services in Garden City, New York (1998-2015). Previous registrations include VTR Capital in New York, New York and Monroe Parker Securities in Purchase, New York. Two of Mr. Lavelanet’s former employers, VTR Capital and Monroe Parker Securities, have since been expelled by FINRA. He is currently not registered with any state or firm. Continue Reading

Coleman DevlinPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 20, 2016 indicate that Maryland-based Stifel Nicolaus broker/adviser Coleman Devlin has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Devlin (CRD# 2317635).

Coleman Devlin has spent 22 years in the securities industry and has been registered with Stifel Nicolaus in Baltimore, Maryland since 2007. Previous registrations include Ryan Beck & Company in Baltimore, Maryland; Gruntal & Company in New York, New York; Dean Witter Reynolds in Purchase, New York; Legg Mason Wood Walker in Baltimore, Maryland; and Tamaron Investments in Englewood, Colorado. He is a registered broker and investment adviser with eleven US states: California, Florida, Maine, Maryland, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Virginia. Continue Reading

Michael SperlingaPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 16, 2016 indicate that Massachusetts-based Morgan Stanley broker/adviser Michael Sperlinga has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Sperlinga (CRD# 2471775).

Michael Sperlinga has spent 22 years in the securities industry and has been registered with Morgan Stanley in Boston, Massachusetts since 2011. He was previously registered with Merrill Lynch in Boston, Massachusetts (1994-2011). He is a registered broker and investment adviser with 39 US states and territories. Continue Reading

John Tinnelly Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 16, 2016 indicate that New York-based Woodstock Financial Group broker John Tinnelly has received customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Tinnelly (CRD# 2342990).

John Tinnelly has spent 11 years in the securities industry and has been registered with Woodstock Financial Group in Hawthorne, New York since May 2015. Previous registrations include Woodstock Financial Group in Garden City, New York; Emerson Bennett & Associates in Fort Lauderdale, Florida; Fin-Atlantic Securities in Jupiter, Florida; Monroe Parker Securities in Purchase, New York; and Biltmore Securities in Fort Lauderdale Florida. Of his former employers, three have since been expelled by FINRA: Emerson Bennett & Associates, Monroe Parker Securities, and Biltmore Securities. He is a registered broker in five US states: Georgia, New York, North Carolina, Pennsylvania, and Washington. Continue Reading

Theodore HoffmanPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 28, 2016 indicate that former Florida-based Wells Fargo broker Theodore Hoffman is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Hoffman (CRD# 734127).

Theodore Hoffman has spent 32 years in the securities industry and was most recently registered with Wells Fargo Advisors Financial Network in Palm Beach Gardens, Florida (2011-2014). Previous registrations include Merrill Lynch in Jupiter, Florida; AdVest in Hartford, Connecticut; UBS Financial Services in Weehawken, New Jersey; Dean Witter Reynolds in Purchase, New York; Prudential Securities in New York, New York; Lehman Brothers in New York, New York; and EG Frances Company. He is currently not registered with any state or firm. Continue Reading

Anthony DinalloPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 27, 2016 indicate that New York-based Wells Fargo Advisors broker/adviser Anthony Dinallo is the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dinallo (CRD# 2564198).

Anthony Dinallo has spent 21 years in the securities industry and has been registered with Wells Fargo Advisors in Albany, New York since 2008. He was previously registered with Merrill Lynch in Albany, New York (1995-2008). He is a registered broker and investment adviser with 20 US states and territories. Continue Reading

Nicholas TsikitasNew York-based Aegis Capital broker Nicholas Tsikitas is the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Tsikitas (CRD# 2871712).

Nicholas Tsikitas has spent eighteen years in the securities industry and has been registered with Aegis Capital Corporation in Melville, New York since 2014. Previous registrations include JD Nicholas & Associates in Syosset, New York; American Capital Partners in Wantagh, New York; Trident Partners in Woodbury, New York; First Montauk Securities in Red Bank, New Jersey; and Comprehensive Capital Corporation in Great Neck, New York. He is a registered broker with 33 US states and territories. Continue Reading

Christopher GriffithNew York-based Aegis Capital broker Christopher Griffith is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Griffith (CRD# 5421640).

Christopher Griffith has spent eight years in the securities industry and has been registered with Aegis Capital Corporation in New York, New York since February 2015. Previous registrations include Blackbook Capital in New York, New York (2014-2015); Coastal Equities in New York, New York (2014); John Carris Investments, which has since been expelled by FINRA, in Hoboken, New Jersey (2012-2014); Charles Morgan Securities in New York, New York (2011-2012); and Fordham Financial Management in New York, New York (2008-20110. He is a registered broker with 25 US states and territories. Continue Reading

Frank MarinelliNew York-based Southeast Investments broker Frank Marinelli is the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Marinelli (CRD# 2823928).

Frank Marinelli has spent 16 years in the securities industry and has been registered with Southeast Investments in Brooklyn, New York since 2011. Previous registrations include JP Turner & Company in New York, New York (2001-2011); Benson York Group, which has since been expelled by FINRA, in Melville, New York (2000-2001); Carnegie Investor Services in New York, New York (1999); GSG Securities in Boca Raton, Florida (1999); and HD Brous & Company in Great Neck, New York (1999). He is a registered broker with 18 US states and territories. Continue Reading