Articles Tagged with Clay Fairley

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Clay FairleyPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 10, 2017 indicate that North Carolina-based LPL Financial broker/adviser Clay Fairley has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fairley (CRD# 1428423).

Clay Fairley has spent thirty-one years in the securities industry and has been registered with LPL Financial in Southport, North Carolina since 2004. He was previously registered with AG Edwards & Sons in St. Louis, Missouri from 1985 to 2004. He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 24 (General Securities Principal Examination). He is a registered broker and investment adviser with 24 US states and territories: California, Colorado, Connecticut, Delaware, Florida, Georgia, Maine, Maryland, Massachusetts, Michigan, Montana, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, South Dakota, Texas, Virginia, Washington, Wisconsin and Wyoming.

According to his BrokerCheck report, he has received one pending customer complaint.