Articles Tagged with Clifford Rutledge

Clifford Rutledge

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 7, 2017 indicate that former Florida-based Wells Fargo Advisors broker/adviser Clifford “Bo” Rutledge, who has been the subject of regulatory sanctions and customer disputes, is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rutledge (CRD# 16430380.)

Clifford Rutledge has spent 28 years in the securities industry and was most recently registered with Wells Fargo Advisors in Miramar Beach, Florida (2012-2016). Previous registrations include Morgan Keegan & Company in Pensacola, Florida; UBS Financial Services in Destin, Florida; Morgan Keegan & Company in Destin, Florida; EQ Financial Consultants in New York, New York; the Equitable Life Assurance Society of the United States in New York, New York; the Biedenharn Investment Group; Dean Witter Reynolds in Purchase, New York; Equico Securities in New York, New York; and American Express Financial Advisors. He is currently not registered with any state or firm.

According to his BrokerCheck report, Clifford Rutledge has received two customer complaints and two regulatory sanctions.

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