Articles Tagged with Crown Capital Securities

David McMillenPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 19, 2018 indicate that Colorado-based Crown Capital Securities broker/adviser David McMillen has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McMillen (CRD# 1198070).

David McMillen has spent 34 years in the securities industry and has been registered with Crown Capital Securities in Boulder, Colorado since 2003. Previous registrations include Multi-Financial Securities Corporation in Denver, Colorado (2000-2003); SunAmerica Securities in Phoenix, Arizona (1995-2000); Lincoln Financial Advisors Corporation in Fort Wayne, Indiana (1992-1995); the Lincoln National Life Insurance Company in Fort Wayne, Indiana (1992-1995); Equico Securities in New York, New York (1985-1992); the Equitable Life Assurance Society of the United States in New York, New York (1985-1992); InterFinancial Securities (1984-1986); and First Investors Corporation (1983-1984). He has passed five securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 26, 2008; Series 65 (Uniform Investment Adviser Law Examination), which he obtained on April 19, 2000; Series 22 (Direct Participation Programs Representative Examination), which he obtained on December 15, 1987; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on October 7, 1983; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on April 29, 2003. He is a registered broker and investment adviser with three US states: California, Colorado and Oregon.

According to his BrokerCheck report, he has received one pending complaints and one denied customer complaint.

Phillip BoydPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 27, 2017 indicate that Oklahoma-based Crown Capital Securities broker/adviser Phillip Boyd was recently discharged from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Boyd (CRD# 4238671).

Philip Boyd has spent sixteen years in the securities industry and has been registered with Crown Capital Securities in Owasso, Oklahoma since May 2017. Previous registrations include LPL Financial in Owasso, Oklahoma (2003-2017); the Lincoln National Life Insurance Company in Fort Wayne, Indiana (2000-2003); and Lincoln Financial Advisors Corporation in Fort Wayne, Indiana (2000-2003). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 24 (General Securities Principal Examination). He is a registered broker and investment adviser with three US states: Kentucky, Oklahoma and Tennessee.

According to his BrokerCheck report, Phillip Boyd was terminated from his former employer.

Danny AcedoPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 19, 2016 indicate that Arizona-based Crown Capital Securities broker Danny Acedo has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Acedo (CRD# 1760782).

Danny Acedo has spent 27 years in the securities industry and has been registered with Crown Capital Securities in Mesa, Arizona since 2013. Previous registrations include LPL Financial in Mesa, Arizona; Mutual Service Corporation in Tempe, Arizona; American General Securities in Tempe, Arizona; Triad Advisors in Norcross, Georgia; American General Securities in Phoenix, Arizona; and Advantage Capital in Atlanta, Georgia. He is a registered broker with six US states and territories: Arizona, California, Indiana, Minnesota, Nevada, and North Carolina. Continue Reading

shutterstock_45011008California-based Western International Securities broker Kenneth McDonald is the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McDonald (CRD# 816699).

Kenneth McDonald has spent 27 years in the securities industry and has been registered with the following firms: Western International Securities in Westlake Village, California since August 2015. Previous registrations include Newport Coast Securities in New York, New York; Crown Capital Securities in Rancho Mirage, California; Girard Securities in San Diego, California; Pacific West Securities in Renton, Washington; Sentra Securities in Phoenix, Arizona; United Pacific Securities in Carlsbad, California; NIF Securities in Newport Beach, California; Shearson/American Express; Drexel Burnham Lambert; Wedbush Noble Cooke; Paine Webber Jackson & Curtis; Blythe Eastman Dillon & Company; and Bateman Eichler Hill Richards. He is a registered broker with five US states: California, Nevada, Oklahoma, Texas, and Washington. Continue Reading