Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 19, 2018 indicate that Colorado-based Crown Capital Securities broker/adviser David McMillen has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McMillen (CRD# 1198070).
David McMillen has spent 34 years in the securities industry and has been registered with Crown Capital Securities in Boulder, Colorado since 2003. Previous registrations include Multi-Financial Securities Corporation in Denver, Colorado (2000-2003); SunAmerica Securities in Phoenix, Arizona (1995-2000); Lincoln Financial Advisors Corporation in Fort Wayne, Indiana (1992-1995); the Lincoln National Life Insurance Company in Fort Wayne, Indiana (1992-1995); Equico Securities in New York, New York (1985-1992); the Equitable Life Assurance Society of the United States in New York, New York (1985-1992); InterFinancial Securities (1984-1986); and First Investors Corporation (1983-1984). He has passed five securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 26, 2008; Series 65 (Uniform Investment Adviser Law Examination), which he obtained on April 19, 2000; Series 22 (Direct Participation Programs Representative Examination), which he obtained on December 15, 1987; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on October 7, 1983; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on April 29, 2003. He is a registered broker and investment adviser with three US states: California, Colorado and Oregon.
According to his BrokerCheck report, he has received one pending complaints and one denied customer complaint.