Articles Tagged with customer

Alan ShorrPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 22, 2016 indicate that that California and Massachusetts-based Independent Financial Group broker/adviser Alan Shorr is the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Shorr (CRD# 1040305).

Alan Shorr has spent 33 years in the securities industry and has been registered with Independent Financial Group in Sherman Oaks, California and Boston, Massachusetts since 2010. Previous registrations include AFA Financial Group in Bakersfield, California (2003-2010); Sentra Securities Corporation in Phoenix, Arizona (1998-2003); United Pacific Securities in Carlsbad, California (1995-1998); Titan/Value Equities Group in Irvine, California (1985-1995); Financial Network Investment Corporation (1983-1985); and University Securities Corporation (1982-1983). He is a registered broker and investment adviser in five US states—California, Connecticut, Massachusetts, Oklahoma, and Oregon. Continue Reading