Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 6, 2017 indicate that New York-based Aegis Capital broker Daniel Schapiro has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Schapiro (CRD# 2335244).
Dan Schapiro has spent 23 years in the securities industry and has been registered with Aegis Capital Corporation in New York, New York since August 2017. Previous registrations include National Securities Corporation in Seattle, Washington; JP Turner & Company in Atlanta, Georgia; Northeast Securities in Mitchelfield, New York; Broadband Capital Management in New York, New York; Dalton Kent Securities Group in New York, New York; Argent Securities in Atlanta, Georgia; Monroe Parker Securities in Purchase, New York; and Biltmore Securities in Fort Lauderdale, Florida. He is a registered broker with four US states: California, Florida, New Jersey and New York.
According to his BrokerCheck report, he has received five customer complaints.