Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that Iowa-based Northwestern Mutual Investment Services broker Daniel Wilson has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Wilson (CRD# 1033853).
Daniel Wilson has spent 35 years in the securities industry and has been registered with Northwestern Mutual Investment Services in Cedar Rapids, Iowa since 1092. He was previously registered with Robert W. Baird & Company in Milwaukee, Iowa (1988-1990; 1991); 1997-2002). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 30, 1998, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on April 13, 1982. He is a registered broker with six US states: Florida, Georgia, Iowa, Missouri, New York, and Pennsylvania.
According to his BrokerCheck report, he has received one customer complaint and one FINRA sanction.