Articles Tagged with David Krumrey

David KrumreyPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 6, 2017 indicate that former Texas-based Oppenheimer & Company broker/adviser David Krumrey has received pending customer disputes and was discharged from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Krumrey (CRD# 4121845).

David Krumrey has spent 17 years in the securities industry and was most recently registered with Oppenheimer & Company in The Woodlands, Texas (2009-2017). Previous registrations include Stanford Group Company in Houston, Texas (2009) and Merrill Lynch in Kingwood, Texas (2000-2009). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on April 14, 2000; Series 31 (Futures Managed Funds Examination), which he obtained on June 9, 2004; and Series 7 (General Securities Representative Examination), which he obtained on March 21, 2000. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received two pending customer complaints and was discharged from his former employer in connection to alleged rule violations.

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