Articles Tagged with David Lomedico

David Lomedico

Publicly available provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 10, 2017 indicate that former New York-based Spartan Capital broker David Lomedico has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lomedico (CRD# 1531676).

David Lomedico has spent 29 years in the securities industry and was most recently registered with Spartan Capital Securities in New York, New York (2013-2016). Previous registrations include Rockwell Global Capital in Melville, New York; Advanced Planning Securities in Melville, New York; JP Turner & Company in Hauppage, New York; American Capital Partners in Hauppage, New York; and Milestone Financial Services in Bohemia, New York. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 6 (Investment Company Products/Variable Contracts Representative Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received four customer complaints, one pending customer complaint, and one FINRA sanction.

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