Articles Tagged with David Seigerman

David SeigermanPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 7, 2016 indicate that former New Jersey-based Janney Montgomery Scott broker David Seigerman has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Seigerman (CRD# 2200011).

David Seigerman has spent twenty years in the securities industry and was most recently registered with Janney Montgomery Scott in Bedminster, New Jersey (2013-2016). Previous registrations include Morgan Stanley in Florham Park, New Jersey; Citigroup Global Markets in Florham Park, New Jersey; Morgan Stanley DW in Miami, Florida; and Jefferson-Pilot Securities in Fort Wayne, Indiana. He is currently not registered with any state or firm.

According to his BrokerCheck report, David Seigerman has received two FINRA sanctions, one customer complaint, and one pending customer complaint.