Articles Tagged with Dennis Hayes

Dennis Hayes

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 25, 2017 indicate that former New York-based Salomon Whitney Financial broker/adviser Dennis Hayes is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Hayes (CRD# 4403550).

Dennis Hayes has spent thirteen years in the securities industry and was most recently registered with Salomon Whitney Financial in Melville, New York (2017). Previous registrations include Newbridge Securities in Boca Raton, Florida; NFP Securities in Charlotte, North Carolina; Capital Investment Group in Charlotte, North Carolina; MML Investors Services in Charlotte, North Carolina; Equity Services in Montpelier, Vermont; Veravest Investments in Worcester, Massachusetts; and AAL Capital Management in Minneapolis, Minnesota. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 6 (Investment Company Products/Variable Contracts Representative Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint, and resigned from a former employer.

Dennis HayesPublic records published by the Financial Industry Regulatory Authority (FINRA) on September 9, 2016 indicate that Florida-based Newbridge Securities broker/adviser Dennis Hayes is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hayes (CRD# 4403550).

Dennis Hayes has spent 13 years in the securities industry and has been registered with Newbridge Securities in Boca Raton, Florida since 2010. Previous registrations include NFP Securities in Charlotte, North Carolina; Capital Investment Group in Charlotte, North Carolina; MML Investors Services in Charlotte, North Carolina; Equity Services in Montpelier, Vermont; Veravest Investments in Worcester, Massachusetts; and AAL Capital Management in Minneapolis, Minnesota. He is a registered broker and investment adviser with nine US states and territories: Delaware, Florida, Georgia, Illinois, Indiana, Maryland, Nevada, North Carolina, and South Carolina. Continue Reading