Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 30, 2016 indicate that former Texas-based VSR Financial Services broker/adviser Dennis Van Patter has received several resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Van Patter (CRD# 1364583).
Dennis Van Patter has spent thirty years in the securities industry and was most recently registered with VSR Financial Services in Plano, Texas (1997-2016). Previous registrations include Dominion Capital Corporation in Dallas, Texas; Anchor National Financial Services; and NWNL Management Corporation. He is currently not registered with any state or firm.
According to his BrokerCheck report, Dennis Van Patter has received five customer complaints, three pending customer complaints, and one regulatory sanction.