Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 16, 2018 indicate that Virginia-based First Allied Securities broker/adviser Douglas Alexander has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Alexander (CRD# 2087736).
Douglas Alexander has spent 25 years in the securities industry and has been registered with First Allied Securities in Richmond, Virginia since 2010. Previous registrations include in Richmond, Virginia (2008-2010); AXA Advisors in Richmond, Virginia (2006-2008); Tower Square Securities in Richmond, Virginia (2005-2006); H. Beck in Bethesda, Maryland (1999-2005); Ascend Financial Services in St. Paul, Minnesota (1997-1999); EQ Financial Consultants in New York, New York (1993-1997); the Equitable Life Assurance Society of America in New York, New York (1993-1997); Tamaron Investments in Englewood, Colorado (1992); and First Investors Corporation in New York, New York (1990). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on September 25, 1998; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 26, 1992; Series 7 (General Securities Representative Examination), which he obtained on August 13, 1992; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on September 5, 1990. He is a registered broker and investment adviser with eight US states: Arizona, Florida, Maryland, Missouri, New York, North Carolina, South Carolina, and Virginia.
According to his BrokerCheck report, he has received one pending customer complaint.