Articles Tagged with Douglas Chapman

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Douglas ChapmanPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 11, 2018 indicate that New Jersey-based Securian Financial Services broker/adviser Douglas Chapman has received customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Chapman (CRD# 2230482).

Douglas Chapman has spent 25 years in the securities industry and has been registered with Securian Financial Services in Clark, New Jersey since 2004. He was previously registered with WS Griffith Securities in Hartford, Connecticut (1992-2004). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 4, 1993; Series 7 (General Securities Representative Examination), which he obtained on October 28, 1997; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on April 22, 1992. He is a registered broker and investment adviser with 22 US states and territories: California, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, and Virginia.

According to his BrokerCheck report, he has received two customer complaints and two denied customer complaints.