Articles Tagged with Douglas Leone

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Douglas LeonePublic records published by the Financial Industry Regulatory Authority (FINRA) on May 17, 2017 indicate that former New York-based Salomon Whitney Financial broker Douglas Leone has been sanctioned by FINRA and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Leone (CRD# 2453784).

Douglas Leone has spent 22 years in the securities industry and was most recently registered with Salomon Whitney Financial in Farmingdale, New York (2013-2017). Previous registrations include Newport Coast Securities in New York, New York; Basic Investors in Hicksville, New York; Joseph Stevens & Company in Brooklyn, New York; Advanced Planning Securities in Smithtown, New York; and Whitehall Wellington Investments in Port Washington, New York. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination).

According to his BrokerCheck report, Douglas Leone has received five customer complaints and one FINRA sanction.