Articles Tagged with Edward Rosenblatt

Edward RosenblattPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 7, 2018 indicate that California-based Cetera Advisor Networks broker/adviser Edward Rosenblatt has been involved in several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Rosenblatt (CRD# 2658712).

Edward Rosenblatt has spent 22 years in the securities industry and has been registered with Cetera Advisor Networks in Mission Viejo, California since 1995. He has no previous registrations. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 29, 1995; Series 7 (General Securities Representative Examination), which he obtained on November 17, 1995; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on September 8, 1995. He is a registered broker and investment adviser with 19 US states and territories: Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Kentucky, Nevada, New York, North Carolina, Oklahoma, Oregon, South Carolina, Tennessee, Texas, Utah, Virginia, and Washington.

According to his BrokerCheck report, he has received three customer complaints and two customer complaints that were closed or denied.

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