Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on June 6, 2016 indicate that California-based Centaurus broker/adviser Timothy Tremblay has received more than a dozen customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Tremblay (CRD# 1201542).
Timothy Tremblay has spent 32 years in the securities industry and has been registered with Centaurus Financial in Santa Barbara and Westlake Village, California since 2003. Previous registrations include Washington Square Securities in Des Moines, Iowa (1997-2003); Cruttenden Roth in Newport Beach, California (1995-1997); Smith Barney in New York, New York (1993-1995); Prudential Securities in New York, New York (1983-1993); and Painewebber Incorporated (1986). He is a registered broker and investment adviser in 12 US states and territories: Arizona, California, the District of Columbia, Illinois, Kansas, New Mexico, New York, North Carolina, Pennsylvania, Tennessee, Texas, and Washington. Continue Reading