Articles Tagged with EPlanning

Damian DeringPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 25th, 2016 indicate that California-based Concorde Investment Services broker/adviser Damian Dering is the subject of several settled, withdrawn or denied customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Dering (CRD# 2854253).

Damian Dering has spent eighteen years in the securities industry and has been registered with Concorde Investment Services in Playa Del Rey, California since 2014. Previous registrations include Independent Financial Group in Los Angeles, California (2008-2014); EPlanning Securities in Los Angeles, California (2007-2008); LINSCO/Private Ledger Corporation in Henderson, Nevada (2004-2007); SunAmerica Securities in Phoenix, Arizona (2003-2004); American Express Financial Advisors in Minneapolis, Minnesota (1997-2003); and IDS Life Insurance Company in Minneapolis, Minnesota (1997-2003). He is a registered broker and investment adviser with three US states: California, Idaho, and Washington. Continue Reading

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