Articles Tagged with Eric Stubbe Arsuaga

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Eric StubbePublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 12, 2018 indicate that former Massachusetts-based Santander Securities broker/adviser Eric Stubbe, also known as Eric Stubbe Arsuaga, has received numerous resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Stubbe (CRD# 1499212).

Eric Stubbe has spent 29 years in the securities industry and was most recently registered with Santander Securities in Dorchester, Massachusetts (2006-2016). Previous registrations include UBS Financial Services in San Juan, Puerto Rico (1991-2006); UBS Financial Services in San Juan, Puerto Rico (1987-2006); and Kidder Peabody & Company (1986-1987). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on July 13, 1996; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 3, 1987; and Series 7 (General Securities Representative Examination), which he obtained on May 17, 1986. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received four customer complaints and six pending customer complaints