Public records published by the Financial Industry Regulatory Authority (FINRA) on December 2, 2016 indicate that California-based Independent Financial Group broker/adviser Ernest Cox has received several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cox (CRD# 4326252).
Ernest Cox has spent fifteen years in the securities industry and has been registered with Independent Financial Group in La Quinta, California since April 2016. Previous registrations include Fortune Financial Services in La Quinta, California; NFP Advisor Services in La Quinta, California; Commonwealth Financial Network in La Quinta, California; and Merrill Lynch in New York, New York. He is a registered broker and investment adviser with six US states.
According to his BrokerCheck report, Ernest Cox has received three customer complaints.