New York-based Salomon Whitney Financial broker James Flower is the subject of several settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Flower (CRD# 2817701).
James Flower has spent eighteen years in the securities industry and has been registered with the following companies: Salomon Whitney Financial in Farmingdale, New York since December 2015. Previous registrations include Laidlaw & Company in Melville, New York; Global Arena Capital in Melville, New York; Prestige Financial Center in Melville, New York; Brookstone Securities in Garden City, New York; Obsidian Financial Group in Woodbury, New York; Westrock Advisors in Woodbury, New York; JP Turner & Company in Garden City, New York; Westrock Advisors in New York, New York; Granite Associates in Delray Beach, Florida; Continental Broker-Dealer in Carle Place, New York; Harrison Securities in Port Washington, New York; Whitehall Wellington Investments in Port Washington, New York; Tasin & Company in Hauppage, New York; Duke & Company in New York, New York; and Gaines Berland in Bethpage, New York. Of his former employers, eight have since been expelled by FINRA: Global Arena Capital, Prestige Financial Center, Brookstone Securities, Obsidian Financial Group, Westrock Advisors, Continental Broker-Dealer, Harrison Securities, and Tasin & Company. Mr. Flower is a registered broker in nineteen US states. Continue Reading