Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 1, 2016 indicate that Texas-based Merrill Lynch broker/adviser William Leven has been the subject of numerous customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Leven (CRD# 2229129).
William Leven has spent 22 years in the securities industry and has been registered with Merrill Lynch in Houston, Texas since July 2015. Previous registrations include UBS Financial Services in Houston, Texas; Oppenheimer & Company in New York, New York; CIBC World Markets in New York, New York; and Goldman Sachs in New York, New York. He is a registered broker and investment adviser with 23 US states and territories. Continue Reading