Articles Tagged with Ethan De Naray

Ethan De NarayPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 1, 2018 indicate that former Minnesota-based Feltl & Company broker/adviser Ethan De Naray, who has received a customer dispute, was discharged from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. De Naray (CRD# 4571532).

Ethan De Naray has spent 15 years in the securities industry and has been registered with Feltl & Company in Wayzata, Minnesota since July 2017. Previous registrations include Merrill Lynch in Minneapolis, Minnesota (2008-2017) and Citigroup Global Markets in Minneapolis, Minnesota (2002-2008). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on October 9, 2002; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 8, 2002; Series 3 (National Commodity Futures Examination), which he obtained on June 1, 2012; Series 31 (Futures Managed Funds Examination), which he obtained on October 13, 2005; and Series 7 (General Securities Representative Examination), which he obtained on September 19, 2002. He is a registered broker and investment adviser with 11 US states and territories: California, Colorado, Florida, Illinois, Michigan, Minnesota, New Jersey, New York, Texas, Washington, and Wisconsin.

According to his BrokerCheck report, Ethan De Naray has received one customer complaint and was discharged from his former employer in connection to alleged rule violations.

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