Articles Tagged with excessive comissions

Feltl & CompanyPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 23, 2016 indicate that Minnesota-based brokerage firm Feltl & Company has been sanctioned by FINRA for allegedly charging excessive sales fees. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Feltl & Company (CRD# 6905).

Formed in Minnesota in 1975, Feltl & Company is headquartered in Minneapolis, Minnesota and registered with 51 US states and territories. John Feltl is Chief Executive Officer; Mitchell Edwards is Chief Operations Officer; Mary Feltl is President; Michael Schierman is Chief Financial Officer; and Dirk Van Krevelen is Chief Compliance Officer. Continue Reading

Nicholas TsikitasNew York-based Aegis Capital broker Nicholas Tsikitas is the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Tsikitas (CRD# 2871712).

Nicholas Tsikitas has spent eighteen years in the securities industry and has been registered with Aegis Capital Corporation in Melville, New York since 2014. Previous registrations include JD Nicholas & Associates in Syosset, New York; American Capital Partners in Wantagh, New York; Trident Partners in Woodbury, New York; First Montauk Securities in Red Bank, New Jersey; and Comprehensive Capital Corporation in Great Neck, New York. He is a registered broker with 33 US states and territories. Continue Reading

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