Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on June 7, 2016 indicate that Washington DC-based Morgan Stanley broker/adviser Wendy Feldman is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Feldman (CRD# 1946800).
Wendy Feldman has spent 26 years in the securities industry and has been registered with Morgan Stanley in Washington, DC since 2009. Previous registrations include Morgan Stanley & Company in Washington, DC (2008-2009); Wachovia Securities in Washington, DC (2003-2008); Prudential Securities in New York, New York (1993-2003); Smith Barney Shearson in New York, New York (1993); and Lehman Brothers in New York, New York (1989-1993). She is a registered broker and investment adviser with 23 US states and territories. Continue Reading