Articles Tagged with First Standard Financial Company

Andre Davis

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that New Jersey-based First Standard Financial Company broker Andre Davis has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Davis (CRD# 1417097).

Andre Davis has spent 18 years in the securities industry and has been registered with First Standard Financial Company in Red Bank, New Jersey since 2015. Previous registrations include National Securities Corporation in Red Bank, New Jersey (2012-2015); Brookstone Securities in Staten Island, New York (2010-2012); Newbridge Securities in Red Bank, New Jersey (2004-2010); LH Ross & Company in Boca Raton, Florida (2004); First Montauk Securities Corporation in Red Bank, New Jersey (2000-2004); and JW Barclay & Company in Woodbridge, New Jersey (2000). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 7, 2000 and Series 7 (General Securities Representative Examination), which he obtained on March 7, 2000. He is a registered broker with 39 US states and territories.

According to his BrokerCheck report, he has received five customer complaints and one pending customer complaint.

Rocco Roveccio

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 28, 2018 indicate that New Jersey-based First Standard Financial Company broker/adviser Rocco Roveccio has received resolved or pending customer disputes and is involved in a pending regulatory action. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Roveccio (CRD# 2713144).

Rocco Roveccio has spent 20 years in the securities industry and has been registered with First Standard Financial Company in Red Bank, New Jersey since 2014. Previous registrations include Alexander Capital in Staten Island, New York (2012-2014); Brookstone Securities in Freehold, New Jersey (2009-2012); Mercer Capital in New York, New York (2008-2009); JP Turner & Company in Staten Island, New York (2006-2008); Gunnallen Financial in Staten Island, New York (2005-2006); Joseph Stevens & Company in Brooklyn, New York (2005-2006); Synergy Investment Group in Charlotte, North Carolina (2002); Cybervest Securities in Fort Lauderdale, Florida (2001-2002); Stone Harbor Financial Services in Freehold, New Jersey (2001); LCP Capital Corporation in Staten Island, New York (1999-2001); Cantone Research in Tinton Falls, New Jersey (2001); Turner & Company in Atlanta, Georgia (1997-1998); Taglich Brothers D’Amadeo Wagner & Company in Huntington, New York (1997); and Northeast Securities in Mitchelfield, New York (1996-1997). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 18, 1996, and Series 7 (General Securities Representative Examination), which he obtained on November 7, 1996. He is a registered broker and investment adviser with 21 US states and territories: Arizona, California, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Minnesota, New Jersey, New Mexico, New York, North Dakota, Ohio, Oklahoma, Pennsylvania, South Carolina, South Dakota, Texas, Virginia, and Washington.

According to his BrokerCheck report, he has received three customer complaints, one pending customer complaint, and one pending regulatory complaint.

William FrascoPublic records provided by the Financial Industry Regulatory Authority (FINRA) on July 25, 2016 indicate that New York-based First Standard Financial Company broker William Frasco has been the subject of a criminal charge. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Frasco (CRD# 2111432).

William Frasco has spent 19 years in the securities industry and has been registered with First Standard Financial Company in Staten Island, New York since March 2016. Previous registrations include Legend Securities in New York, New York; GP Nurmenkari in New York, New York; JP Turner & Company in Brooklyn, New York; Wilmington Capital Securities in Garden City, New York; National Securities in Old Bridge, New Jersey, Joseph Stevens & Company in New York, New York; Benson York Group, which has since been expelled by FINRA, in Melville, New York; MH Meyerson & Company in Jersey City, New Jersey; Drake & Company in New York, New York; Ladenburg Thalmann & Company in New York, New York; AS Goldmen & Company in Red Bank, New Jersey; and First Hanover Securities in Staten Island, New York. He is a registered broker with New Jersey and New York. Continue Reading

Carl AntakiThe securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against New York-based First Financial Company broker Carl Antaki (CRD# 4177543).

Carl Antaki has spent fifteen years in the securities industry and has been registered with First Standard Financial Company in Melville, New York since 2015. Previous registrations include Rockwell Global Capital in Melville, New York (2008-2015); Empire Financial Group in Uniondale, New York (2005-2008); Ehrenkrantz King Nussbaum, Inc. in Melville, New York (2001-2005); Ekrenkrantz King Nussbaum in New York, New York (2001); and Weatherly Securities Corporation in New York, New York (2000-2001). He is a registered broker in twenty-one US states and territories. Continue Reading