Articles Tagged with Floyd Powell

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Floyd PowellPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 12, 2018 indicate that former Alabama-based MML Investors Services broker Floyd Powell has received pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Powell (CRD# 2220029).

Floyd Powell has spent 25 years in the securities industry and was most recently registered with MML Investors Services in Albertville, Alabama (2017-2018). Previous registrations include MSI Financial Services in Albertville, Alabama (1992-2017) and Metropolitan Life Insurance Company in Birmingham, Alabama (1992-2007). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 30, 1992, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on March 13, 1992. He is currently not registered as a broker with any state or firm.

According to his BrokerCheck report, he has received two customer complaints.