Articles Tagged with Four Points Capital

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Blake KiernanPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 8, 2017 indicate that former New York-based Four Points Capital broker Blake Kiernan has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kiernan (CRD# 4477243).

Blake Kiernan has spent eight years in the securities industry and was most recently registered with Four Points Capital Partners in Melville, New York (2013-2014). Previous registrations include Woodstock Financial Group in Garden City, New York; First Midwest Securities in Bloomington, Illinois; Generic Trading of Philadelphia in New York, New York; and Schonfeld Securities in Jericho, New York. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 55 (Limited Representative-Equity Trader Exam); and Series 7 (General Securities Representative Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one customer complaint and two pending customer complaints.