Articles Tagged with Four Points Capital

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Blake KiernanPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 8, 2017 indicate that former New York-based Four Points Capital broker Blake Kiernan has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kiernan (CRD# 4477243).

Blake Kiernan has spent eight years in the securities industry and was most recently registered with Four Points Capital Partners in Melville, New York (2013-2014). Previous registrations include Woodstock Financial Group in Garden City, New York; First Midwest Securities in Bloomington, Illinois; Generic Trading of Philadelphia in New York, New York; and Schonfeld Securities in Jericho, New York. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 55 (Limited Representative-Equity Trader Exam); and Series 7 (General Securities Representative Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one customer complaint and two pending customer complaints.

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Four Points CapitalThe securities and investment fraud law firm Fitapelli Kurta is investigating allegations against brokers and investment advisers registered with New York-based brokerage firm Four Points Capital (CRD# 43149).

Formed in Texas in 1997, Four Points Capital is headquartered in New York, New York and registered in 53 US states and territories. Michael Steven Avnett is Chief Compliance Officer; John Clarke Gray is Chief Financial Operations Officer; Michael Christopher Martino is Chief Executive Officer; Gene Ryan Murphy is Chief Operating Officer.

According to the firm’s BrokerCheck report, Four Points Capital itself is not the subject of any customer complaints. However, Chief Executive Officer Michael Martino is the subject of two customer complaints and one regulatory sanction.