Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 31, 2017 indicate that New York-based Aegis Capital broker Frank Giacalone has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Giacalone (CRD# 4314174).
Frank Giacalone has spent 16 years in the securities industry and has been registered with Aegis Capital in Melville, New York since 2012. Previous registrations include Obsidian Financial Group in Woodbury, New York; Empire Financial Group in Uniondale, New York; Ehrenkrantz King Nussbaum in Melville, New York; Ehrenkrantz King Nussbaum in New York, New York; and Weatherly Securities Corporation in New York, New York. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker with 21 US states and territories: Arkansas, California, Colorado, Florida, Illinois, Indiana, Kansas, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Texas, and Wisconsin.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.