Public records published by the Financial Industry Regulatory Authority (FINRA) on June 10, 2016 indicate that Minnesota-based Capital Financial Services broker/adviser Laurie Braulick has settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Braulick (CRD# 1568481).
Laurie Braulick has spent 28 years in the securities industry and has been registered with Capital Financial Services in New Ulm, Minnesota since 2003. She was previously registered with Arm Securities Corporation in Minot, North Dakota (1988-2003). She is a registered broker and investment adviser with 17 US states and territories: Arizona, California, Colorado, Florida, Iowa, Michigan, Minnesota, Missouri, New York, North Dakota, Ohio, Pennsylvania, South Dakota, Texas, Utah, Washington, and Wisconsin. Continue Reading