Articles Tagged with Frederick Randahn

Frederick RandahnPublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that former Utah-based Sigma Financial Corporation broker/adviser Frederick Randahn was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Randahn (CRD# 1338801).

Frederick Randahn has spent 32 years in the securities industry and was most recently registered with Sigma Financial Corporation in Ogden, Utah (2012-2018). Previous registrations include Ameriprise Financial Services in Midvale, Utah (2009-2012); Ameriprise Advisor Services in Midvale, Utah (2009); Merrill Lynch in Ogden, Utah (1996-2009); FIS Securities in Boston, Massachusetts (1995-1996); Cigna Financial Advisors in Radnor, Pennsylvania (1987-1994); and Pruco Securities Corporation (1985-1988). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on April 2, 1996; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 29, 1988; Series 7 (General Securities Representative Examination), which he obtained on December 20, 1986; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on August 31, 1985. He is currently not registered with any state or firm.

According to his BrokerCheck report, he was discharged from his former employer in connection to alleged rule violations.