Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 16, 2017 indicate that California-based FSC Securities broker/adviser Sandeep Varma has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Varma (CRD# 1926613).
Sandeep Varma has spent 27 years in the securities industry and has been registered with FSC Securities Corporation in San Diego and Palo Alto, California since 2015. Previous registrations include LPL Financial in San Diego, California (1995-2015); American Express Financial Advisors in Minneapolis, Minnesota (1990-1995); and IDS Life Insurance Company in Minneapolis, Minnesota (1990-1995). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 22, 1991; Series 7 (General Securities Representative Examination), which he obtained on April 21, 1990; and Series 3 (National Commodity Futures Examination), which he obtained on February 16, 1989. He is a registered broker and investment adviser with 26 US states and territories.
According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and three customer complaints that were closed or denied.