Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 25, 2017 indicate that former Tennessee-based FTB Advisors broker Kenneth Miller has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Miller (CRD# 5659109).
Kenneth Miller has spent six years in the securities industry and was most recently registered with FTB Advisors in Greeneville, Tennessee (2009-2016). He has no previous registrations. He has passed two securities industry examinations: Series 6 (Investment Company Products/Variable Contracts Representative Examination) and Series 63 (Uniform Securities Agent State Law Examination). He is currently not registered with any state or firm.
According to his BrokerCheck report, Kenneth Miller has been sanctioned by FINRA and was discharged from his former employer in connection to alleged rule violations.