Articles Tagged with George Batelli

George BatelliPublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 28, 2018 indicate that New York-based Morgan Stanley broker/adviser George Batelli has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Batelli (CRD# 2756029).

George Batelli has spent twenty-one years in the securities industry and has been registered with Morgan Stanley in Paramus, New Jersey since 2009. He was previously registered with Citigroup Global Markets in Westfield, New Jersey (1996-2008; 2008-2009). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on December 21, 2006; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 15, 2004; Series 7 (General Securities Representative Examination), which he obtained on July 19, 1996; and Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]), which he obtained on June 25, 1999. He is a registered broker and investment adviser with ten US states: California, Colorado, Connecticut, Florida, Nevada, New Jersey, New York, North Carolina, Pennsylvania, and Virginia. He is registered with four self-regulatory organizations (SROs): FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.

According to his BrokerCheck report, he has received one pending customer complaint.