Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on January 13, 2017 indicate that former Connecticut-based Kestra Investment Services broker/adviser George Robertson recently resigned from his former employer following allegations of misconduct. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Robertson (CRD# 1026646).
George Robertson has spent six years in the securities industry and was most recently registered with Kestra Investment Services in Darien, Connecticut (2015-2016). Previous registrations include Yamaichi International; Jamie Securities; and Salomon Brothers. He is currently not registered with any state or firm.
According to his BrokerCheck report, George Robertson recently resigned from Kestra Investment Services and has received two unsatisfied tax liens.