Articles Tagged with George Strnad

George Strnad (CRD#: 1635225), a registered representative with Morgan Stanley (CRD#: 149777) in Monarch Beach, California, is currently involved in a $750,000 customer dispute, according to his BrokerCheck record accessed on January 20, 2020. Clients allege that George Strnad misrepresented investments.

George Strnad
This dispute is not the only disclosure on George Strnad’s BrokerCheck record. On November 22, 2017, George Strnad became involved in a customer dispute that also dealt with a suitability claim. A client alleged that George Strnad recommended unsuitable investments from 2013 to 2016. The matter was settled for $75,000.

George Strnad has passed the Series 65 – Uniform Investment Adviser Law Examination, the Series 63 – Uniform Securities Agent State Law Examination, the SIE – Securities Industry Essentials Examination, the Series 3 – National Commodity Futures Examination, and the Series 7 – General Securities Representative Examination. He is registered to sell securities in Alaska, Arizona, California, Colorado, Florida, George, Hawaii, Idaho, Illinois, Kentucky, Maryland, Massachusetts, Minnesota, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, Wisconsin, and Wyoming.

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