Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2017 indicate that former California-based Gold Coast Securities broker Joseph Farah has been named in a pending FINRA complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Farah (CRD# 2978633).
Joseph Farah has spent seventeen years in the securities industry and was most recently registered with Gold Coast Securities in Irvine, California (2002-2015). Previous registrations include National Planning Corporation in El Segundo, California (1998-2002) and Financial Network Investment Corporation in El Segundo, California (1998). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), Series 6 (Investment Company Products/Variable Contracts Representative Examination) and Series 7 (General Securities Representative Examination). He is currently not affiliated with any broker-dealer firm.
According to his BrokerCheck report, Joseph Farah has received one pending customer complaint and one pending FINRA complaint.