Articles Tagged with Gunnallen Financial

Michael Child Public records provided by the Financial Industry Regulatory Authority (FINRA) on September 28, 2016 indicate that Utah-based H. Beck broker/adviser Michael Child has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Child (CRD# 3128249).

Michael Child has spent seventeen years in the securities industry and has been registered with H. Beck in Salt Lake City, Utah since 2008. Previous registrations include Gunnallen Financial in Salt Lake City, Utah; Investment Management Corporation, which has since been expelled by FINRA, in Salt Lake City, Utah; Eagle Gate Securities in Salt Lake City, Utah; UBS Painewebber in Weehawken, New Jersey; Morgan Stanley Dean Witter Online in San Francisco, California; and Fidelity Brokerage Services in Smithfield, Rhode Island. He is a registered broker and investment adviser in seven US states: Alaska, Arizona, California, Idaho, Nevada, Utah, and Wyoming.

According to his BrokerCheck report, Michael Child has received three customer complaints and one regulatory sanction.

Michael GimeliThe securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complains regarding New York-based Aegis broker Michael Gimeli (CRD# 2197242).

Michael Gimeli has spent 23 years in the securities industry and has been registered with Aegis Capital Corporation in New York, New York since 2011. Previous registrations include First Midwest Securities in Syosset, New York (2008-2011); Concord Equity Group in Syosset, New York (2006-2008); Gunnallen Financial in Tampa, Florida (2003-2005); Benchmark Securities Group in Oklahoma City, Oklahoma (2002-2003); Investec Ernst & Company in New York, New York (2000-2002); GKN Securities in New York, New York (1993-1995; 2000); First Cambridge Securities in New York, New York (1996-1997); Barington Capital Group in New York, New York (1995-1996); Lehman Brothers in New York, New York (1992-1993); and Whale Securities in New York, New York (1992). He is a registered broker in 40 US states and territories. Continue Reading

shutterstock_101843953The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding New York-based Aegis broker Steven Luftschein, also known as Steven Lerner (CRD# 2690117).

Steven Luftschein has spent nineteen years in the securities industry and has been registered with Aegis Capital in Melville, New York since 2013. Previous registrations include John Thomas Financial in Melville, New York (2012-2013); Rockwell Global Capital in Melville, New York (2011-2012); Paulson Investment Capital in Melville, New York (2011-2012); Paulson Investment Company in Hauppage, New York (2004-2010: Gunnallen Financial in Hauppage, New York (2004-2010); Maxim Group in New York, New York (2001-2004); Investec Ernst & Company in New York, New York (2001-2002); Investec Ernst & Company in New York, New York (2001-2002); Josephthal & Company in New York, New York (1996-2001); JW Barclay & Company in Woodbridge, New Jersey (1996); MetLife Securities in New York, New York (1995-1996); and Metropolitan Life Insurance Company in New York, New York (1995-1996). He is a registered broker in eleven US states. Continue Reading