Articles Tagged with H. Beck

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Peter Doyle

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 10, 2017 indicate that former Maryland-based H. Beck broker/adviser Peter Doyle has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Doyle (CRD# 2370593).

Peter Doyle has spent 21 years in the securities industry and was most recently registered with H. Beck in Bethesda, Maryland (2016-2017). Previous registrations include Morgan Stanley in Washington, DC; Morgan Stanley & Company in Washington, DC; Wachovia Securities in Washington, DC; and Prudential Securities in New York, New York. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received three customer complaints and was recently sanctioned by FINRA.

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Peter Doyle

Public records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2017 indicate that former Maryland-based H. Beck broker/adviser Peter Doyle has received several customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Doyle (CRD# 2370593).

Peter Doyle has spent 21 years in the securities industry and was most recently registered with H. Beck in Bethesda, Maryland (2016-2017). Previous registrations include Morgan Stanley in Washington, DC; Morgan Stanley & Company in Washington, DC (2008-2009); Wachovia Securities in Washington, DC (2003-2008); and Prudential Securities in New York, New York (1995-2003). He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received three customer complaints and was discharged from a former employer.

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Steve Walsh

Public records published by the Financial Industry Regulatory Authority (FINRA) on May 9, 2017 indicate that former Iowa-based H. Beck broker/adviser Steve Walsh has been sanctioned by the Florida Office of Financial Regulation and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Walsh (CRD# 2478773).

Steve Walsh has spent 22 years in the securities industry and was most recently registered with H. Beck in Clive, Iowa (2016-2017). Previous registrations include VSR Financial Services in Clive, Iowa and Royal Alliance Associates in New York, New York. He has passed three securities industry examinations: Series 7 (General Securities Representative Examination); Series 63 (Uniform Securities Agent State Law Examination); and Series 66 (Uniform Combined State Law Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one regulatory sanction and three customer complaints.

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Dan Droeg

Public records published by the Financial Industry Regulatory Authority (FINRA) on December 21, 2016 indicate that Arizona-based H. Beck broker/adviser Dan Droeg has received resolved or pending customer disputes. The experienced attorneys at Fitapelli Kurta are interested in hearing from investors who have complaints regarding Mr. Droeg (CRD# 1509210).

Dan Droeg has spent thirty years in the securities industry and has been registered with H. Beck in Mesa, Arizona since 2012. Previous registrations include Woodbury Financial Services in Mesa, Arizona; American General Securities in Mesa, Arizona; SunAmerica Securities in Phoenix, Arizona; American General Securities in Phoenix, Arizona; Advantage Capital in Atlanta, Georgia; and Anchor National Financial Services. He is a registered broker with seven US states and territories: Arizona, California, Nevada, New Mexico, Ohio, Pennsylvania and Texas.

According to his BrokerCheck report, Dan Droeg has received one customer complaint and one pending customer complaint

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Gregg ScheibelPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 21, 2016 indicate that Virginia-based H. Beck broker/adviser Gregg Scheibel has been the subject of a customer dispute. The experienced attorneys at Fitapelli Kurta are interested in hearing from investors who have complaints regarding Mr. Scheibel (CRD# 2315168).

Gregg Scheibel has spent 23 years in the securities industry and has been registered with H. Beck in Charlottesville, Virginia since 2010. Previous registrations include Commonwealth Financial Network in Waynesboro, Virginia; Northwestern Mutual Investment Services in Charlottesville, Virginia; Securities America in La Vista, Nebraska; Securities Service Network in Knoxville, Tennessee; and Investacorp in Miami, Florida. He is a registered broker and investment adviser with ten US states and territories: the District of Columbia, Florida, Kansas, Maryland, Massachusetts, Nevada, New Jersey, North Carolina, Pennsylvania, and Virginia.

According to his BrokerCheck report, Gregg Schiebel has received one customer complaint and has resigned from a former employer.

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James FratelloPublic records published by the Financial Industry Regulatory Authority (FINRA) on December 2, 2016 indicate that Massachusetts-based H. Beck broker/adviser James Fratello has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fratello (CRD# 600660).

James Fratello has spent 42 years in the securities industry and has been registered with H. Beck in Norwell, Massachusetts since 1989. Previous registrations include Commonwealth Equity Services; Glicoa Associates; Putnam Fund Distributors; CG Equity Sales Company; John Hancock Distributors; and John Hancock Mutual Life Insurance Company. He is a registered broker and investment adviser with fourteen US states and territories: California, Colorado, Connecticut, Florida, Illinois, Indiana, Maryland, Massachusetts, New York, Oregon, Rhode Island, Tennessee, Vermont, and Virginia.

According to his BrokerCheck report, James Fratello has received one customer complaint and two judgments or liens.

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Michael Kuczinski Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 2, 2016 indicate that New Jersey-based H. Beck broker/adviser Michael Kuczinski has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kuczinski (CRD# 2299255).

Michael Kuczinski has spent 23 years in the securities industry and has been registered with H. Beck in Millstone Township, New Jersey since September 2015. Previous registrations include Voya Financial Advisors in Millstone Township, New Jersey; Royal Alliance Associates in Millstone Township, New Jersey; United Securities Alliance in Millstone Township, New Jersey; Geneos Wealth Management in Denver, Colorado; Walnut Street Securities in El Segundo, California; Investors Capital in Lynnfield, Massachusetts; and NYLife Securities in New York, New York. He is a registered broker and investment adviser with four US states and territories: Florida, New Hampshire, New Jersey, and New York.

According to his BrokerCheck report, Michael Kuczinski has received three customer complaints.

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William Morgan, Jr.Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on December 1, 2016 indicate that North Carolina-based H. Beck broker/adviser William Morgan, Jr. has been the subject of a customer dispute. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Morgan (CRD# 1532049).

William Morgan has spent thirty years in the securities industry and has been registered with H. Beck in Statesville, North Carolina since 2003. Previous registrations include IFG Network Securities in Atlanta, Georgia; H. Beck in Bethesda, Maryland; and Aetna Life Insurance and Annuity Company. He is a registered broker and investment adviser with sixteen US states and territories: Alabama, Arizona, California, Connecticut, the District of Columbia, Florida, Georgia, Kentucky, Louisiana, Maryland, New Jersey, New York, North Carolina, South Carolina, Tennessee, and Virginia.

According to his BrokerCheck report, William Morgan has received one customer complaint.

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Phylyp WagnerPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on December 1, 2016 indicate that Virginia-based H. Beck broker/adviser Phylyp Wagner has been the subject of resolved or pending customer disputes. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Wagner (CRD# 735608).

Phylyp Wagner has spent 35 years in the securities industry and has been registered with H. Beck in McLean, Virginia since 1991. Previous registrations include Titan/Value Equities Group in Irvine, California; Kavanaugh Securities in Dallas, Texas; and Cardell & Associates. He is a registered broker and investment adviser with ten US states and territories: Arizona, California, Delaware, the District of Columbia, Florida, Maryland, New York, Rhode Island, South Carolina, and Virginia.

According to his BrokerCheck report, Phylyp Wagner has received two customer complaints and one pending customer complaint.

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Steven Orr Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 1, 2016 indicate that Texas-based H. Beck broker/adviser Steven Orr has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Orr (CRD# 1583467).

Steven Orr has spent 29 years in the securities industry and has been registered with H. Beck in Houston and Victoria, Texas since 2011. Previous registrations include Dewaay Financial Network in Victoria, Texas; H. Beck in Victoria, Texas; and AAL Capital Management Corporation in Minneapolis, Minnesota. He is a registered broker and investment adviser with eight US states: Arizona, California, Colorado, Florida, Iowa, Kansas, Nevada, and Texas.

According to his BrokerCheck report, Steven Orr has received three customer complaints.