Public records published by the Financial Industry Regulatory Authority (FINRA) on February 27, 2017 indicate that California-based Stifel Nicolaus broker/adviser Harold Meyers has been named in several resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Meyers (CRD# 333327).
Harold Meyers has spent 47 years in the securities industry and has been registered with Stifel Nicolaus & Company in Los Angeles, California since 2009. Previous registrations include Wells Fargo Advisors in Beverly Hills, California; AG Edwards & Sons in Beverly Hills, California; Wells Fargo Investments in San Francisco, California; Wells Fargo Van Kasper in San Francisco, California; HJ Meyers & Company, which has been expelled from FINRA, in Rochester, New York; Meyers Securities Corporation in Rochester, New York; Loeb Partners; Loeb Rhoades & Company; and Shearson Hammill & Company. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 41 (NYSE Allied Member Examination); and Series 1 (Registered Representative Examination). He is a registered broker and investment adviser with ten US states and territories: Alabama, California, Colorado, Michigan, Nevada, New Jersey, New York, North Carolina, South Carolina, Texas, and Utah.
According to his BrokerCheck report, he has received three customer complaints and one pending customer complaint.