Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Florida-based LPL Financial broker/adviser Harvey Stein has been the subject of resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Stein (CRD# 1231200).
Harvey Stein has spent 32 years in the securities industry and has been registered with LPL Financial in Boca Raton, Florida since 2011. Previous registrations include Prime Capital Services in Boca Raton, Florida; Nathan & Lewis Securities in New York, New York; Triad Financial in Holbrook, New York; MLC Securities Corporation; Windsor Capital Markets; and Aegis Capital. He is a registered broker and investment adviser with 16 US states and territories: Arizona, California, Colorado, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, and Virginia. Continue Reading