Articles Tagged with Holloway & Associates

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Frederick HollowayPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 25, 2018 indicate that Maryland-based Holloway & Associates broker Frederick Holloway has been named in a pending FINRA complaint in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Holloway (CRD# 248814).

Frederick Holloway has spent 44 years in the securities industry and has been registered with Holloway & Associates in Easton, Maryland since 1982. Previous registrations include Royal Alliance Associates in Jersey City, New Jersey (1989-1999); Integrated Resources Equity Corporation (1985-1989); Cardell & Associates (1980-1982); IDS Life Insurance Company (1973-1980); IDS Marketing Corporation (1973-1980); and Investors Diversified Services (1973-1980). He has passed three securities industry examinations: Series 1 (Registered Representative Examination), which he obtained on August 28, 1983; Series 24 (General Securities Principal Examination), which he obtained on March 19, 1991; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on December 16, 1981. He is registered as a broker in Maryland.

According to his BrokerCheck report, he has received one customer complaint and was recently named in a pending FINRA complaint.