Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 20, 2017 indicate that Ohio-based Securities America broker/adviser Howard Slater has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Slater (CRD# 2447823).
Howard Slater has spent 23 years in the securities industry and has been registered with Securities America in Mayfield Heights, Ohio since July 2013. Previous registrations include Lincoln Financial Advisors in Fort Wayne, Indiana and the Lincoln National Life Insurance Company (1994-2005). He is a registered broker and investment adviser with 20 US states and territories.
According to his BrokerCheck report, he has received 16 customer complaints, two regulatory sanctions, and one pending customer complaint.