Articles Tagged with IFS Securities

Michael HebnerPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 19, 2017 indicate that Michigan-based IFS Securities broker Michael Hebner has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hebner (CRD# 1406979).

Michael Hebner has spent 31 years in the securities industry and is currently based in Flint, Michigan. His past registrations include Wunderlich Securities in Flint, Michigan; RBC Capital Markets in Flint, Michigan; Ferris Baker Watts in Flint, Michigan; Raymond James & Associates in Flint, Michigan; Roney & Company in Detroit, Michigan; Roney & Company LLC in Detroit, Michigan; First of Michigan Corporation in Detroit, Michigan; and Thomson McKinnon Securities. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker with ten US states and territories: Arizona, California, Florida, Kansas, Massachusetts, Michigan, Ohio, Oregon, Texas and Washington.

According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint, and was discharged from a former employer in connection to alleged rule violations.

Richard Cody

Public records provided by the Financial Industry Regulatory Authority (FINRA) on April 20, 2017 indicate that former New Jersey-based IFS Securities broker Richard Cody has been named in a pending FINRA complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cody (CRD# 2794558).

Richard Cody has spent eighteen years in the securities industry. Previous registrations include Concorde Investment Services in Spring Lake, New Jersey; Westminster Financial Services in Providence, Rhode Island; Gunnallen Financial in Boston, Massachusetts; Leerink Swann & Company in Boston, Massachusetts; Salomon Smith Barney in New York, New York; and Merrill Lynch in New York, New York. He is currently not registered with any state or firm.

According to his BrokerCheck report, Richard Cody has received three customer complaints, nine pending customer complaints, two pending regulatory complaints, and one pending civil complaint.

Michael HebnerPublic records published by the Financial Industry Regulatory Authority (FINRA) on February 27, 2017 indicate that Michigan-based IFS Securities broker Michael Hebner has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hebner (CRD# 1406979).

Michael Hebner has spent 31 years in the securities industry and has been registered with IFS Securities in Flint, Michigan since 2015. Previous registrations include Wunderlich Securities in Flint, Michigan; RBC Capital Markets in Flint, Michigan; Ferris Baker Watts in Flint, Michigan; Raymond James & Associates in Flint, Michigan; Roney & Company in Detroit, Michigan; First of Michigan Corporation in Detroit, Michigan; Thomson McKinnon Securities; and First of Michigan Securities. He is a registered broker with ten US states and territories: Arizona, California, Florida, Kansas, Massachusetts, Michigan, Ohio, Oregon, Texas and Washington.

According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint, and was terminated from one former employer.

Peter NearyPublic records published by the Financial Industry Regulatory Authority (FINRA) on November 23, 2016 indicate that Michigan-based IFS Securities broker/adviser Peter Neary has been sanctioned by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Neary (CRD# 1878395).

Peter Neary has spent 27 years in the securities industry and has been registered with IFS Securities in Livonia, Michigan since 2015. Previous registrations include Wunderlich Securities in Plymouth, Michigan; RBC Capital Markets in Plymouth, Michigan; Ferris Baker Watts in Plymouth, Michigan; Comerica Securities in Detroit, Michigan; Independence One Brokerage Services in Farmington Hills, Michigan; Liberty Securities Corporation in Purchase, New York; John Hancock Distributors in Boston, Massachusetts; and John Hancock Mutual Life Insurance Company in Boston, Massachusetts. He is a registered broker and investment adviser with six US states: California, Florida, Maryland, Michigan, North Carolina, and Pennsylvania.

According to his BrokerCheck report, Peter Neary has received one FINRA sanction and one customer complaint. He was additionally discharged from two former employers.

Richard CodyPublic records provided by the Financial Industry Regulatory Authority (FINRA) on October 22, 2016 indicate that former New Jersey-based IFS Securities broker Richard Cody is currently not affiliated with any broker-dealer firm. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cody (CRD# 2794558).

Richard Cody has spent eighteen years in the securities industry and was most recently registered with IFS Securities in Spring Lake, New Jersey (2016). Previous registrations include Concorde Investment Services in Spring Lake, New Jersey; Westminster Financial Services in Providence, Rhode Island; Gunnallen Financial in Boston, Massachusetts; Leerink Swann & Company in Boston, Massachusetts; Salomon Smith Barney in New York, New York; and Merrill Lynch in New York, New York. He is currently not registered with any state or firm.

According to his BrokerCheck report, Richard Cody has received three customer complaints and one pending customer complaint, and was recently discharged from IFS Securities.

Guy DeemerPublic records published by the Financial Industry Regulatory Authority (FINRA) on September 18, 2016 indicate that The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr.  Guy Deemer (CRD# 2504584).

Guy Deemer has spent twenty-two years in the securities industry and has been registered with IFS Securities in Atlanta, Georgia since September 2015. Previous registrations include Oppenheimer & Company in Sewickley, Pennsylvania; Stifel Nicolaus & Company in Bethel Park, Pennsylvania; Ryan Beck & Company in Bethel Park, Pennsylvania; Gruntal & Company in New York, New York; Summit Investment Group in Pittsburgh, Pennsylvania; Investacorp in Miami, Florida; and Penn Capital Financial Services, which has since been expelled by FINRA, in Pittsburgh, Pennsylvania.

According to his BrokerCheck report, Guy Deemer has received two regulatory sanctions and four customer complaints.

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