Articles Tagged with Invest Financial Corporation

Roger KroegerPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 14, 2017 indicate that former Florida-based Invest Financial Corporation broker/adviser Roger Kroeger has been charged with theft, money laundering, and other alleged felonies. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kroeger (CRD# 1526864).

Roger Kroeger has spent 30 years in the securities industry and was most recently registered with Invest Financial Corporation in Fort Lauderdale, Florida (1990-2017). Previous registrations include Glenfed Brokerage Services in Glendale, California (1989-1990) and Shearson Lehman Hutton (1986-1988). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 31, 1986, and Series 7 (General Securities Representative Examination), which he obtained on July 19, 1986. He is currently not registered with any state or firm.

According to his BrokerCheck report, Roger Kroeger was discharged from his former employer in connection to alleged rule violations and has received pending felony charges.

Michael Harper

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 6, 2017 indicate that Georgia-based Invest Financial Corporation broker/adviser Michael Harper has been the subject of a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Harper (CRD# 1109509).

Michael Harper has spent 34 years in the securities industry and has been registered with Invest Financial Corporation in Duluth, Atlanta, Alpharetta, Buford, Monroe, and Snellville, Georgia since 2004. Previous registrations include BB&T Investment Services in Charlotte, North Carolina; Morgan Keegan & Company in Memphis, Tennessee; UBS Painewebber in Weehawken, New Jersey; JC Bradford & Company in New York, New York; American Fronteer Financial Corporation in Denver, Colorado; Rickel & Associates in New York, New York; FN Wolf & Company; Sherwood Capital; and First Jersey Securities. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 24 (General Securities Principal Examination). He is a registered broker and investment adviser with seven US states and territories: Alabama, California, Florida, Georgia, Indiana, South Carolina, and Tennessee.

According to his BrokerCheck report, Michael Harper has received one customer complaint.